ETHICS AND COMPLIANCE ESSENTIALS – ONLINE COURSE

Ethics and Compliance Essentials – Online Course

Background

We live in trying times right now and we have no idea what the “new normal” will be like in a post corona virus world. However, what we can do is to plan for different alternatives when it comes to examinations by regulators. In this two-day ethics and compliance essentials online course, the trainer Justin Muscolino, will deliver targeted training focusing on three key areas. These key areas include: the culture of compliance, training compliance officers to be more effective and how to deal with regulators during the examination process.

What would you learn?

Our program delivers the essentials you and your corporation will need to stay compliant. Some of the key takeaways from these power packed, 2 (3 hours each) days include:

  • What causes poor compliance?
  • Compliance Culture: Ideas for change
  • Changing the compliance culture
  • Overview of examinations going forward
  • How to best prepare for an examination
  • Going Through the Process, step by step
  • Examination Best Practices

Who should attend?

  • Director of Compliance
  • Global Head of Compliance
  • Regional Head of Compliance
  • Senior Compliance Officer
  • Head of Group Audit
  • Chief Compliance Officer
  • Head of Compliance
  • Head of Compliance and Risk
  • Risk and Regulatory Compliance Manager
  • Fraud Investigator
  • Compliance Administrator
  • Regulators
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During this session, we will examine what the culture of compliance looks like in today’s environment and how we can analyze our current state on opportunities for improvement. Also, the tone must come from the top and we will go over how to persuade and influence decisions makers to create positive change in your organization. If you want to be part of the solution, please attend.

  • What causes poor compliance?
  • What happens when you do not get it right?
  • Determining the Gaps & Opportunities
  • "Tick the box” Mentality
  • Compliance Culture: Ideas for change
  • Measuring effectiveness

Compliance Officers play a pivotal role in an organization. They are a trusted advisor for not only the business areas, but for all staff members. It is important that we recognize that fact and enhance their capabilities as much as possible. This is the perfect time to not only enhance their professional development, but also create a positive atmosphere and improve employee morale.

  • Changing the compliance culture
  • Understanding your target audience

Compliance Officers play a pivotal role in an organization. They are a trusted advisor for not only the business areas, but for all staff members. It is important that we recognize that fact and enhance their capabilities as much as possible. This is the perfect time to not only enhance their professional development, but also create a positive atmosphere and improve employee morale.

  • How individuals learn and how do align with them?
  • Being the Center of Attention
  • Running effective meetings

We live in trying times right now and we have no idea what the “new Normal” will be like in a post corona virus world. But we can do, is plan for different alternatives when it comes to examinations by regulators. During this session we will go through the preparation, best practices, and the process lifecycle, and what it means in a post-Corona world. Also, we will try to answer what will happen with regulators after COVID -19 is over and how they will respond.

  • Overview of examinations going forward
  • How to best prepare for an examination
  • Going Through the Process, step by step
  • Examination Best Practices
  • Discussion on resources that regulators provide to help with exams
Justin Muscolino
Compliance Trainer
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Event Details
  • Days
    Hours
    Min
    Sec
  • Start Date
    October 26, 2020 9:00
  • End Date
    October 27, 2020 5:00
  • Status
    Upcoming
  • Location
  • Category
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