CERTIFIED COMPLIANCE SPECIALIST – ONLINE COURSE

Certified Compliance Specialist – Online Course

Introduction

In the era of rapid market change, banks and other financial institutions are not judged only by their quantitative metrics (performance indicators, returns, risk measures, etc). Nowadays, the importance of the qualitative elements in a modern banking operation is perhaps of an equal or of a higher weight. The readiness and adaptability status for the growing regulatory guidelines and directives, on both local and international level, are elements that build or destroy the fame and reputation of an institution.

These elements guarantee the protection of the bank and its stakeholders from money laundering, fraud, corruption and other shady practices, cultivating a spirit of efficiency and responsibility for the design and selection of processes and resources. These are the drivers for a successful and reputable operation.

This course will give you the benefit of following latest trends and developments from the regulatory perspective, equip you with best practices knowledge from the international arena, and assist you in developing the skills to understand and mainly to implement a proper compliance plan for your organization.

The course would be conducted over 4 days with each day having learning duration of 5-6 hours. The examination would be conducted on the following Monday after course completion.

Course Highlights

Personalized Learning Experience: To date, sharing knowledge has been mostly generic and not personalized to the specific needs of every individual and organization. This approach no longer generates the needed value and the desired outcomes. We fill that gap by personalizing and continuously improving your learning experience while meeting the changing needs of the financial services industry.

Learning Method: We believe that live stream meetings create a more personalized learning experience that focuses on real needs since it allows direct communication with the expert. Additionally, learning material in different formats may be provided throughout the class.

Final Exam: When you finish your meetings with the trainer, you will be notified by email to take the final exam. The format of the one-hour long exam is multiple choice and/or essay type questions, and the passing grade is 70 percent or above. In the unfortunate event of failing the exam, you have the option to retake it after a certain time period (approximately one month). The questions of the exam will differ from the initial exam.

Certification: All certified classes are listed in FINRA and are accredited from MENJE, the ministry of education of Luxembourg. When you complete all meetings and pass the final exam, you will be awarded a Certification of Achievement.

Who should attend?

  • Director of Compliance
  • Global Head of Compliance
  • Regional Head of Compliance
  • Senior Compliance Officer
  • Head of Group Audit
  • Chief Compliance Officer
  • Head of Compliance
  • Head of Compliance and Risk
  • Risk and Regulatory Compliance Manager
  • Fraud Investigator
  • Compliance Administrator

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Smartest Way to Explore What Will Happen at the Summit
  • Compliance Programs
  • Compliance Perspectives
  • Why do we need compliance
  • Market Forces
  • USA Regulation and Practice
  • Meaning
  • Myths and Misconceptions
  • Corporate Governance Perspectives
  • Regulatory Framework for Corporate Governance
Mark Outhwaite
Compliance & AML Trainer
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